ROYAL BANK OF CANADA INVESTMENT MANAGEMENT (USA) LIMITED

Company summary

Insolvency history recorded

Company number: 03327984
Status: DISSOLVED
Incorporated / age: 5 March 199724 years
Registered office: Griffins Tavistock House South, Tavistock Square, London, WC1H 9LG
Accounts due: Not available
Confirmation statement due: Not available
Active officers: 0
Outstanding charges: 0
Insolvency cases: 1
Current insolvency status: None recorded

Sourced from Companies House, retrieved 2 October 2026 at 03:07 UTC. This is public register information, not a credit or legal assessment.

View this company on the Companies House register

Company type
Private limited company
Address
Griffins Tavistock House South, Tavistock Square, London, WC1H 9LG
Nature of business
Fund management activities
Previous company names
DE FACTO 588 LIMITED

Insolvency

Cases: 1

Current Companies House status: No current status recorded

The cases below are historical or concluded; they are not labelled as a current insolvency.

Members voluntary liquidation
Case 1
Wound up
28 April 2020
Dissolved on
3 July 2021
Practitioners
- Kevin Ashley Goldfarb
  Insolvency practitioner
  Appointed
  28 April 2020

Officer details

Name	Role	Appointed On	Resigned On	Country of Residence	Date of Birth	Address
DOWDALL, Siobhan Majella ACTIVE	Secretary	18 Sep 2018				Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG
FLETCHER, Timothy Raymond Anthony ACTIVE	Director	07 Jul 2015		England	January 1959	Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG
JENNINGS, Ross ACTIVE	Director	02 Oct 2017		England	November 1977	Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG
ADEJUMO, Temitope Oluremi RESIGNED	Secretary	13 Oct 2006	03 Jun 2016			Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
BUTTERWORTH, Adrian RESIGNED	Secretary	31 Oct 1999	29 Nov 2004			98 Whitley Close, Staines, Middlesex, TW19 7EY
COATMAN, Helen Joanna RESIGNED	Secretary	29 Nov 2004	13 Jun 2006			197 Hanging Hill Lane, Hutton, Brentwood, Essex, CM13 2QG
RICHARDSON, Alexander Philip RESIGNED	Secretary	21 Jun 2016	18 Sep 2018			Riverbank House, 2 Swan Lane, London, EC4R 3BF
ROWAN-HAMILTON, Charles John Hamilton RESIGNED	Secretary	05 Nov 1997	31 Oct 1999			15 Foskett Road, London, SW6 3LY
SHAH, Farhat RESIGNED	Secretary	16 Sep 2005	13 Oct 2006			Flat 2/2, 8 Grantley Gardens, Shawlands, Glasgow, G41 3QA
TRAVERS SMITH SECRETARIES LIMITED RESIGNED	Nominee Secretary	05 Mar 1997	05 Nov 1997			10 Snow Hill, London, EC1A 2AL
BROWN, Cortland Scott RESIGNED	Director	05 Nov 1997	20 Oct 1998		April 1955	2 Churchfields Avenue, Weybridge, Surrey, KT13 9YA
BUCHANAN, Andrew William John RESIGNED	Director	19 Apr 2000	25 Jun 2001		September 1956	Le Hogard, La Route De Vinchelez, St. Ouen, Jersey, Channel Islands, JE3 2DB
BURBIDGE, John Warwick RESIGNED	Director	25 Jun 2003	27 Jun 2011	England	June 1958	71 Queen Victoria Street, London, EC4V 4DE
CLATWORTHY, Mark Robert RESIGNED	Director	30 Jul 2010	31 Jul 2020	England	December 1962	Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG
CLATWORTHY, Mark Robert RESIGNED	Director	21 Jun 2010	21 Jun 2010	England	December 1962	71 Queen Victoria Street, London, EC4V 4DE
CUTTS, Philip Martin RESIGNED	Director	20 Oct 1998	31 Mar 2010	England	September 1955	71 Queen Victoria Street, London, EC4V 4DE
DARWALL-SMITH, Randle Philip Ralph RESIGNED	Director	05 Nov 1997	03 Apr 2000		January 1952	Middleham House, Ringmer, Lewes, Sussex, BN8 5EY
DICK, Jeffrey Samuel RESIGNED	Director	15 Nov 2002	30 Jul 2004		January 1956	Chantrils, Spode Lane, Cowden, Kent, TN8 7HW
EGAN, Pauline Fidelis Mary RESIGNED	Director	09 Aug 2010	30 Nov 2012	England	April 1965	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
ELLIS, Daniel Lee RESIGNED	Director	04 Nov 2013	31 Mar 2020	United Kingdom	November 1970	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
EVANS, Mark Benedict Huntley RESIGNED	Director	26 Feb 2007	06 May 2011	England	July 1957	71 Queen Victoria Street, London, EC4V 4DE
FLANAGAN, Kevin Marshall RESIGNED	Director	24 Nov 2004	06 Dec 2010	England	July 1959	71 Queen Victoria Street, London, EC4V 4DE
HARRIS, Philip Mark, David RESIGNED	Director	14 Jun 2012	08 Sep 2014	United Kingdom	April 1962	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
HIRST, Mark Andrew RESIGNED	Director	30 Jun 1998	03 Apr 2000		May 1961	2 St Marys Road, Liss, Hampshire, GU33 7AH
HOLDER, Ansel Edwin RESIGNED	Director	30 Nov 2001	01 Sep 2003		August 1947	Les Quatre Vents, Oberlands, St Martins, Guernsey, GY4 6SS
JENNINGS, Ross RESIGNED	Director	20 Jun 2017	20 Jun 2017	England	November 1977	Riverbank House, 2 Swan Lane, London, EC4R 3BF
JOHNSON, Antony David RESIGNED	Director	02 Jun 2015	20 Jun 2017	England	June 1962	Riverbank House, 2 Swan Lane, London, EC4R 3BF
KRAG, Stephen Rosenstjerne RESIGNED	Director	21 Feb 2014	04 Apr 2019	United Kingdom	February 1959	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
LAGOPOULOS, Michael James RESIGNED	Director	05 Nov 1997	27 Oct 2000		October 1956	78 Aldershot Crescent, North Yorker, Ontario, M2P 1M1, Canada
LIPPA, Frank RESIGNED	Director	14 Jun 2012	19 Dec 2014	Canada	June 1955	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
MAETER, Tracy Lee RESIGNED	Director	11 Aug 2010	28 Feb 2013	England	December 1965	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
MILLER, David Russell RESIGNED	Director	18 Mar 2004	08 Jan 2007	United Kingdom	March 1958	39 Half Moon Lane, London, SE24 9JX
MOODIE, Michael Andrew RESIGNED	Director	18 Jul 2011	01 Sep 2013	United Kingdom	May 1965	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
PATTERSON, Ronald Paul RESIGNED	Director	24 Nov 2004	12 Jan 2007		July 1957	Vue Du Vallon Ruette Pinel, St Helier, Jersey, JE2 3HF, Channel Islands
PINEL, Loraine Gael Christison RESIGNED	Director	19 Apr 2000	07 Dec 2001	Uk	January 1949	39 Capstan Court, 24 Wapping Wall, London, E1W 3SE
SEARSON, Christopher John Carey RESIGNED	Director	30 Jun 1998	03 Apr 2000	Jersey	March 1959	2 Runnymede, Rue De Samares, St. Clement, Jersey, JE2 6LZ
THOMAS, David John RESIGNED	Director	18 Oct 2010	18 Apr 2012	England	November 1965	Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom
UPSDELL, Edward William RESIGNED	Director	13 Oct 2006	21 Jun 2010	England	September 1971	71 Queen Victoria Street, London, EC4V 4DE
WALFORD, Thomas Leonard Howard, Dr RESIGNED	Director	26 Sep 2000	14 Jun 2006	United Kingdom	May 1955	36 Old Park Avenue, London, SW12 8RH
WEBER, Michael RESIGNED	Director	19 Apr 2000	26 Sep 2000		March 1958	1264 Tecumseh Park Drive, Mississauga, Ontario L5h 2w4, Canada
TRAVERS SMITH LIMITED RESIGNED	Nominee Director	05 Mar 1997	05 Nov 1997			10 Snow Hill, London, EC1A 2AL
TRAVERS SMITH SECRETARIES LIMITED RESIGNED	Nominee Director	05 Mar 1997	05 Nov 1997			10 Snow Hill, London, EC1A 2AL

DOWDALL, Siobhan Majella ACTIVE
Role: Secretary
Appointed on: 18 Sep 2018
Address: Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG

FLETCHER, Timothy Raymond Anthony ACTIVE
Role: Director
Appointed on: 07 Jul 2015
Country of Residence: England
Date of birth: January 1959
Address: Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG

JENNINGS, Ross ACTIVE
Role: Director
Appointed on: 02 Oct 2017
Country of Residence: England
Date of birth: November 1977
Address: Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG

ADEJUMO, Temitope Oluremi RESIGNED
Role: Secretary
Appointed on: 13 Oct 2006
Resigned on: 03 Jun 2016
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

BUTTERWORTH, Adrian RESIGNED
Role: Secretary
Appointed on: 31 Oct 1999
Resigned on: 29 Nov 2004
Address: 98 Whitley Close, Staines, Middlesex, TW19 7EY

COATMAN, Helen Joanna RESIGNED
Role: Secretary
Appointed on: 29 Nov 2004
Resigned on: 13 Jun 2006
Address: 197 Hanging Hill Lane, Hutton, Brentwood, Essex, CM13 2QG

RICHARDSON, Alexander Philip RESIGNED
Role: Secretary
Appointed on: 21 Jun 2016
Resigned on: 18 Sep 2018
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF

ROWAN-HAMILTON, Charles John Hamilton RESIGNED
Role: Secretary
Appointed on: 05 Nov 1997
Resigned on: 31 Oct 1999
Address: 15 Foskett Road, London, SW6 3LY

SHAH, Farhat RESIGNED
Role: Secretary
Appointed on: 16 Sep 2005
Resigned on: 13 Oct 2006
Address: Flat 2/2, 8 Grantley Gardens, Shawlands, Glasgow, G41 3QA

TRAVERS SMITH SECRETARIES LIMITED RESIGNED
Role: Nominee Secretary
Appointed on: 05 Mar 1997
Resigned on: 05 Nov 1997
Address: 10 Snow Hill, London, EC1A 2AL

BROWN, Cortland Scott RESIGNED
Role: Director
Appointed on: 05 Nov 1997
Resigned on: 20 Oct 1998
Date of birth: April 1955
Address: 2 Churchfields Avenue, Weybridge, Surrey, KT13 9YA

BUCHANAN, Andrew William John RESIGNED
Role: Director
Appointed on: 19 Apr 2000
Resigned on: 25 Jun 2001
Date of birth: September 1956
Address: Le Hogard, La Route De Vinchelez, St. Ouen, Jersey, Channel Islands, JE3 2DB

BURBIDGE, John Warwick RESIGNED
Role: Director
Appointed on: 25 Jun 2003
Resigned on: 27 Jun 2011
Country of Residence: England
Date of birth: June 1958
Address: 71 Queen Victoria Street, London, EC4V 4DE

CLATWORTHY, Mark Robert RESIGNED
Role: Director
Appointed on: 30 Jul 2010
Resigned on: 31 Jul 2020
Country of Residence: England
Date of birth: December 1962
Address: Griffins, Tavistock House South, Tavistock Square, London, WC1H 9LG

CLATWORTHY, Mark Robert RESIGNED
Role: Director
Appointed on: 21 Jun 2010
Resigned on: 21 Jun 2010
Country of Residence: England
Date of birth: December 1962
Address: 71 Queen Victoria Street, London, EC4V 4DE

CUTTS, Philip Martin RESIGNED
Role: Director
Appointed on: 20 Oct 1998
Resigned on: 31 Mar 2010
Country of Residence: England
Date of birth: September 1955
Address: 71 Queen Victoria Street, London, EC4V 4DE

DARWALL-SMITH, Randle Philip Ralph RESIGNED
Role: Director
Appointed on: 05 Nov 1997
Resigned on: 03 Apr 2000
Date of birth: January 1952
Address: Middleham House, Ringmer, Lewes, Sussex, BN8 5EY

DICK, Jeffrey Samuel RESIGNED
Role: Director
Appointed on: 15 Nov 2002
Resigned on: 30 Jul 2004
Date of birth: January 1956
Address: Chantrils, Spode Lane, Cowden, Kent, TN8 7HW

EGAN, Pauline Fidelis Mary RESIGNED
Role: Director
Appointed on: 09 Aug 2010
Resigned on: 30 Nov 2012
Country of Residence: England
Date of birth: April 1965
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

ELLIS, Daniel Lee RESIGNED
Role: Director
Appointed on: 04 Nov 2013
Resigned on: 31 Mar 2020
Country of Residence: United Kingdom
Date of birth: November 1970
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

EVANS, Mark Benedict Huntley RESIGNED
Role: Director
Appointed on: 26 Feb 2007
Resigned on: 06 May 2011
Country of Residence: England
Date of birth: July 1957
Address: 71 Queen Victoria Street, London, EC4V 4DE

FLANAGAN, Kevin Marshall RESIGNED
Role: Director
Appointed on: 24 Nov 2004
Resigned on: 06 Dec 2010
Country of Residence: England
Date of birth: July 1959
Address: 71 Queen Victoria Street, London, EC4V 4DE

HARRIS, Philip Mark, David RESIGNED
Role: Director
Appointed on: 14 Jun 2012
Resigned on: 08 Sep 2014
Country of Residence: United Kingdom
Date of birth: April 1962
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

HIRST, Mark Andrew RESIGNED
Role: Director
Appointed on: 30 Jun 1998
Resigned on: 03 Apr 2000
Date of birth: May 1961
Address: 2 St Marys Road, Liss, Hampshire, GU33 7AH

HOLDER, Ansel Edwin RESIGNED
Role: Director
Appointed on: 30 Nov 2001
Resigned on: 01 Sep 2003
Date of birth: August 1947
Address: Les Quatre Vents, Oberlands, St Martins, Guernsey, GY4 6SS

JENNINGS, Ross RESIGNED
Role: Director
Appointed on: 20 Jun 2017
Resigned on: 20 Jun 2017
Country of Residence: England
Date of birth: November 1977
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF

JOHNSON, Antony David RESIGNED
Role: Director
Appointed on: 02 Jun 2015
Resigned on: 20 Jun 2017
Country of Residence: England
Date of birth: June 1962
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF

KRAG, Stephen Rosenstjerne RESIGNED
Role: Director
Appointed on: 21 Feb 2014
Resigned on: 04 Apr 2019
Country of Residence: United Kingdom
Date of birth: February 1959
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

LAGOPOULOS, Michael James RESIGNED
Role: Director
Appointed on: 05 Nov 1997
Resigned on: 27 Oct 2000
Date of birth: October 1956
Address: 78 Aldershot Crescent, North Yorker, Ontario, M2P 1M1, Canada

LIPPA, Frank RESIGNED
Role: Director
Appointed on: 14 Jun 2012
Resigned on: 19 Dec 2014
Country of Residence: Canada
Date of birth: June 1955
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

MAETER, Tracy Lee RESIGNED
Role: Director
Appointed on: 11 Aug 2010
Resigned on: 28 Feb 2013
Country of Residence: England
Date of birth: December 1965
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

MILLER, David Russell RESIGNED
Role: Director
Appointed on: 18 Mar 2004
Resigned on: 08 Jan 2007
Country of Residence: United Kingdom
Date of birth: March 1958
Address: 39 Half Moon Lane, London, SE24 9JX

MOODIE, Michael Andrew RESIGNED
Role: Director
Appointed on: 18 Jul 2011
Resigned on: 01 Sep 2013
Country of Residence: United Kingdom
Date of birth: May 1965
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

PATTERSON, Ronald Paul RESIGNED
Role: Director
Appointed on: 24 Nov 2004
Resigned on: 12 Jan 2007
Date of birth: July 1957
Address: Vue Du Vallon Ruette Pinel, St Helier, Jersey, JE2 3HF, Channel Islands

PINEL, Loraine Gael Christison RESIGNED
Role: Director
Appointed on: 19 Apr 2000
Resigned on: 07 Dec 2001
Country of Residence: Uk
Date of birth: January 1949
Address: 39 Capstan Court, 24 Wapping Wall, London, E1W 3SE

SEARSON, Christopher John Carey RESIGNED
Role: Director
Appointed on: 30 Jun 1998
Resigned on: 03 Apr 2000
Country of Residence: Jersey
Date of birth: March 1959
Address: 2 Runnymede, Rue De Samares, St. Clement, Jersey, JE2 6LZ

THOMAS, David John RESIGNED
Role: Director
Appointed on: 18 Oct 2010
Resigned on: 18 Apr 2012
Country of Residence: England
Date of birth: November 1965
Address: Riverbank House, 2 Swan Lane, London, EC4R 3BF, United Kingdom

UPSDELL, Edward William RESIGNED
Role: Director
Appointed on: 13 Oct 2006
Resigned on: 21 Jun 2010
Country of Residence: England
Date of birth: September 1971
Address: 71 Queen Victoria Street, London, EC4V 4DE

WALFORD, Thomas Leonard Howard, Dr RESIGNED
Role: Director
Appointed on: 26 Sep 2000
Resigned on: 14 Jun 2006
Country of Residence: United Kingdom
Date of birth: May 1955
Address: 36 Old Park Avenue, London, SW12 8RH

WEBER, Michael RESIGNED
Role: Director
Appointed on: 19 Apr 2000
Resigned on: 26 Sep 2000
Date of birth: March 1958
Address: 1264 Tecumseh Park Drive, Mississauga, Ontario L5h 2w4, Canada

TRAVERS SMITH LIMITED RESIGNED
Role: Nominee Director
Appointed on: 05 Mar 1997
Resigned on: 05 Nov 1997
Address: 10 Snow Hill, London, EC1A 2AL

TRAVERS SMITH SECRETARIES LIMITED RESIGNED
Role: Nominee Director
Appointed on: 05 Mar 1997
Resigned on: 05 Nov 1997
Address: 10 Snow Hill, London, EC1A 2AL

Filing history

Timeline

People with significant control

Charges

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Registers

Exemptions

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